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PUBLISHED OPINION
COURT OF APPEALS

DECISION

DATED AND FILED

NOTICE

October 15, 1998

This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports.

Marilyn L. Graves

Clerk, Court of Appeals

of Wisconsin

A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See § 808.10 and Rule 809.62, Stats.

BACKGROUND

DISCUSSION

Vagueness Challenge §347.39, Stats.

Interpretation of "Probable Cause" for PBT

If a law enforcement officer has probable cause to believe that the person is violating or has violated s. 346.63(1) ... the officer, prior to an arrest, may request the person to provide a sample of his or her breath for a [PBT] using a device approved by the department for this purpose. The result of the [PBT] may be used by the ... officer for the purpose of deciding whether or not the person shall be arrested for a violation of s. 346.63(1) ... and whether or not to require or request chemical tests as authorized under s. 343.305(3).

Probable Cause Analysis in this Case

1 Renz was convicted of OWI and driving with a PAC under ordinances adopting §346.63(1)(a) and (b), Stats. However, pursuant to §346.63(1)(c), Renz was sentenced on only one offense, the violation of §346.63(1)(a).

2 The County includes in its statement of facts and argument all of Officer Drayna's testimony on the HGN, which was that Renz had six of the six clues for intoxication on this test and, based on his training, that means Renz had "at least .10 [alcohol concentration] or better." The County then notes that the court, in response to defense counsel's foundation objection and motion to strike made directly following this testimony, stated that the objection was sustained, and also stated: "You can so move for future testimony. But the objection is untimely as for what he has said already." Based on this comment, the County apparently takes the position that the court did not strike any of the officer's testimony on the HGN test up to the time the objection was made. That is a reasonable reading of the record up to that point. However, the County overlooks the extensive argument by the prosecutor and the court's comments and rulings that followed. The court explained that in its view expert testimony was needed both to establish that the HGN was a valid indicator of intoxication and that a trained lay person could accurately administer the test. The court concluded by saying: "I need some authority that it's as reliable, or reliable at all probative [sic], as are these other things that a lay person can observe. Sustained."

Then, when the court reviewed the evidence of intoxication in the context of deciding whether there was probable cause at the time Officer Drayna requested a PBT, the court stated: "And then we have HGN, which has been suppressed." There is no comment from the prosecutor indicating that the prosecutor did not understand that the court had excluded the HGN testimony, and defense counsel's argument to the court indicates that he understood the court had excluded it. The only conclusion we can draw from the record is that, in spite of the court's initial comments indicating it was not excluding or striking Officer Drayna's testimony on the HGN up to the point the objection was made, it ultimately decided to do so. The County could have, but did not, argue on this appeal that the trial court's decision should be affirmed because it erroneously excluded the HGN testimony and, with that testimony, there was probable cause to request a PBT. See State v. Patricia A.M., 176 Wis.2d 542, 549, 500 N.W.2d 289, 292 (1993) (we may affirm a trial court's decision on an alternative basis). We therefore do not address the correctness of the court's decision to exclude the HGN testimony.

3 At the close of Officer Drayna's testimony, Renz's counsel asked for the opportunity to brief the issue of whether the muffler statute was unconstitutionally vague. Renz's counsel explained that, in his view the officer's testimony had disclosed a "subjective component" to his determination that called into question the constitutionality of the statute. The trial court stated that Renz should have raised this issue earlier, and denied the request to brief it. However, the court also stated that Renz's request to brief the issue preserved the issue for appeal.

4 The court considered the following as evidence that Renz was not under the influence of an intoxicant even though he admitted he had been drinking beer: no slurred speech, no bad driving, correctly reciting the alphabet, walking the correct number of steps, turning on the heel-to-toe test correctly, touching the tip of his nose with his right hand, and standing for approximately eighteen seconds on one foot without having to drop it to maintain balance. With respect to the last piece of evidence, the court considered that standing on one leg for eighteen seconds was "not bad for a sober person" and considered this to be evidence that Renz was not under the influence of an intoxicant, rather than evidence that he was.

5 Section 347.39, Stats., provides:

Mufflers. (1) No person shall operate on a highway any motor vehicle subject to registration unless such motor vehicle is equipped with an adequate muffler in constant operation and properly maintained to prevent any excessive or unusual noise or annoying smoke. This subsection also applies to motor bicycles.

(2) No muffler or exhaust system on any vehicle mentioned in sub. (1) shall be equipped with a cutout, bypass or similar device nor shall there be installed in the exhaust system of any such vehicle any device to ignite exhaust gases so as to produce flame within or without the exhaust system. No person shall modify the exhaust system of any such motor vehicle in a manner which will amplify or increase the noise emitted by the motor of such vehicle above that emitted by the muffler originally installed on the vehicle, and such original muffler shall comply with all the requirements of this section.

(3) In this section, "muffler" means a device consisting of a series of chambers of baffle plates or other mechanical design for receiving exhaust gases from an internal combustion engine and which is effective in reducing noise.

6 We do not understand Renz to argue that the statute does not give fair notice of the proscribed conduct to a person who wishes to comply.

7 We do not suggest that a statute is unconstitutionally vague simply because it is ambiguous. If the ordinary rules of statutory construction result in a practical or sensible meaning, the statute is not unconstitutionally vague. See State v. Chippewa Cable Co., 21 Wis.2d 598, 606, 124 N.W.2d 616, 620 (1963).

8 Section 343.303, Stats., provides in full:

Preliminary breath screening test. If a law enforcement officer has probable cause to believe that the person is violating or has violated s. 346.63(1) or (2m) [under age 19] or a local ordinance in conformity therewith, or s. 346.63(2) or (6) or 940.25 or s. 940.09 [relating to injury or homicide caused by operating vehicle while under the influence of an intoxicant] where the offense involved the use of a vehicle, or if the officer detects any presence of alcohol, a controlled substance, controlled substance analog or other drug, or a combination there of, on a person driving or operating or on duty time with respect to a commercial motor vehicle or has reason to believe that the person is violating or has violated s. 346.63(7) [relating to commercial motor vehicle] or a local ordinance in conformity therewith, the officer, prior to an arrest, may request the person to provide a sample of his or her breath for a preliminary breath screening test using a device approved by the department for this purpose. The result of this preliminary breath screening test may be used by the law enforcement officer for the purpose of deciding whether or not the person shall be arrested for a violation of s. 346.63(1), (2m), (5) or (7) or a local ordinance in conformity therewith, or s. 346.63(2) or (6), 940.09(1) or 940.25 and whether or not to require or request chemical tests as authorized under s. 343.305(3). The result of the preliminary breath screening test shall not be admissible in any action or proceeding except to show probable cause for an arrest, if the arrest is challenged, or to prove that a chemical test was properly required or requested of a person under s. 343.305(3). Following the screening test, additional tests may be required or requested of the driver under s. 343.305(3). The general penalty provision under s. 939.61(1) [declares that when no penalty is expressed, maximum $200 forfeiture applies] does not apply to a refusal to take a preliminary breath screening test.

9 Our discussion is cast in terms of violations of § 346.63(1)(a), Stats., but applies to the other statutes enumerated in § 343.303, Stats., namely §346.63(2), (2m), (6), §940.25, Stats., or §940.09, Stats., where the offense involved the use of a vehicle.

10 In contrast, §346.63(1)(a), Stats., prohibits operating "under the influence of an intoxicant" and the prohibited alcohol concentration under para. (1)(b) is .1 or .08 depending on the number of prior convictions, revocations or suspensions." See § 340.01(46m), Stats.

11 Section 343.303(3), Stats., was originally enacted by Laws of 1981, ch. 20, §1568b, and did not contain any reference to violations of §346.63(7), Stats., which did not then exist. When §346.63(7) was created, §343.303 was amended to address PBT tests for potential violators of §346.63(7). See 1989 Wis. Act, §§249 and 173.

12 A similar difference in treatment of violations of §§346.63(1) and 346.63(7), Stats., is reflected in the implied consent law, §343.305(3), Stats., under which blood, breath or urine tests may be requested "[u]pon arrest of a person for a violation of s. 346.63(1)...," §343.305(3)(a), Stats., but may be requested from persons "prior to arrest" if the officer detects "any presence of alcohol" or "has reason to believe the person is violating or has violated s. 346.63(7)." Section 343.305(3)(am). A refusal to submit to the tests under §343.305(3) may result in license revocation. See §343.305(9) and (10).

13 From a review of the legislative history, it seems that a bill with language similar to §343.03, Stats., was first introduced as 1981 S.B. 310. Although S.B. 310 never passed, the language later appeared in Senate Amendment 125 (offered by the same senator as S.B. 310) to 1981 A.B. 66 (the budget bill) and eventually became law. See Laws of 1981, ch. 20, §1568b. For purposes of this opinion, we consider the histories of both S.B. 310 and A.B. 66.

14 Legislative Reference Bureau (LRB) Draft of Senate Substitute Amendment 1 to 1981 S.B. 310 (LRBs0150/1) (Jun. 11, 1981).

15 LRB Draft of Senate Amendment 125 to 1981 A.B. 66 (LRBb1636/1).

16 Section 968.24, Stats., provides:

Temporary questioning without arrest. After having identified himself or herself as a law enforcement officer, a law enforcement officer may stop a person in a public place for a reasonable period of time when the officer reasonably suspects that such person is committing, is about to commit or has committed a crime, and may demand the name and address of the person and an explanation of the person's conduct. Such detention and temporary questioning shall be conducted in the vicinity where the person was stopped.

17 There is no statutory sanction for refusal to submit to a PBT, but that fact may be considered evidence of consciousness of guilt for purpose of establishing probable cause to arrest. See State v. Babbitt, 188 Wis.2d 349, 359, 525 N.W.2d 102, 105 (Ct. App. 1994) (holding this with respect to a refusal to submit to field sobriety tests). Of course, if an officer has probable cause to arrest for a violation of §346.63(1)(a), Stats., and the suspect refuses to take a PBT, the officer may nevertheless arrest the person, and then the implied consent statute and the sanctions for refusal to submit to intoxilyzer, blood or urine tests apply. See §343.305, Stats.

18 Renz also argues that the Fourth Amendment requires probable cause to arrest for a violation of § 346.63(1)(a), Stats., before an officer may administer a PBT. We do not reach that issue because we decide that probable cause to arrest is required by statute before an officer may request a PBT.

19 Although we are applying a statutory standard of "probable cause," we look to Fourth Amendment case law for the application of the standard because we have concluded that is what the legislature intended.

20 Officer Drayna testified that the finger-to-nose test is not a standardized field sobriety test; he learned it in his recruit class training and his training from the sheriff's department.

21 Officer Drayna's testimony that the "clues" are interdependent does not mean that we cannot consider the pieces of evidence indicating unsteadiness simply because the testimony on the HGN test was not admitted. As the trial court correctly observed, it was not obligated to adopt the method and conclusions of Officer Drayna's manual, but could make its own assessment of Renz's behavior and appearance. Thus, as the court explained, even though the unsteadiness that the officer observed on the walk-and-turn did not translate into a "clue," it is relevant evidence of intoxication. And, as the court also explained, behavior that does not, to a lay person, indicate intoxication, does not become an indication of intoxication to the decision maker solely because the officer testifies it is a "clue" according to the manual.

22 This circularity is a necessary but perhaps unsatisfactory result of our construction of "probable cause," as we have earlier acknowledged. The legislature, of course, may consider whether any changes in the statute are advisable.