BEFORE THE ARBITRATOR
In the Matter of the Arbitration of a Dispute Between
LOCAL #245, UNITED FOOD &
WORKERS INTERNATIONAL UNION, AFL-CIO &
DEAN PICKLE AND SPECIALTY PRODUCTS
Mr. Eugene L. Krull, International Representative, United Food
& Commercial Workers International Union, AFL-CIO & CLC, P.O. Box 1174, Appleton,
WI 54912-1174, appearing on behalf of the Union.
Schiff Hardin & Waite, by Attorney Henry W. Sledz,
Jr., 6600 Sears Tower, Chicago, IL 60606-5500, appearing on behalf
of the Company.
The Union and the Company named above are parties to a collective bargaining
effective from October 1, 1997, through September 30, 2002. The collective bargaining
provides for final and binding arbitration of grievances that the parties are unable to settle.
parties asked the Wisconsin Employment Relations Commission to appoint an arbitrator to
grievance of Jim Hurd. The undersigned was appointed and held a hearing on August 13,
Green Bay, Wisconsin, at which time the parties were given the opportunity to present their
and arguments. The parties completed filing briefs by September 23, 1999.
The issue to be decided is:
Was the Grievant, Jim Hurd, discharged for just cause? If
what should the remedy be?
ARTICLE 23. DISCHARGE
The Company agrees not to discharge an
employee on account of union activity or other causes
forbidden by law, but nothing contained in this Agreement shall be construed to limit or
Company's right to discharge for just cause.
The Company operates a food processing plant in Green Bay, among other places.
Bay facility employs about 450 employees and about 170 of them are represented by Local
& Commercial Workers International Union.
The Grievant is Jim Hurd, an employee at the Company's Green Bay plant for about
years. He was an order filler for the warehouse for the last 13 months before he was
April 1, 1999. This grievance is over the discharge.
The Company has work rules and "good manufacturing practices" (called GMP's) to
proper sanitation and meet state and federal regulations regarding the processing of food. The
purpose of GMP's is to provide a good product to customers. State and federal regulatory
can shut down the plant if sanitary conditions are not maintained. The GMP's that are
relevant in this
case are the following:
9. No food or drink is permitted in the manufacturing,
processing, warehouse or tankyard areas.
This includes all visitors. Food and drink is limited to the lunch room.
10. No gum chewing, candy, etc. is
permitted in the plant. Employees should not hold
toothpicks, bag closure ties or similar objects in the mouth while in production.
11. Dean Pickle and Specialty Products is a
smoke free environment. This means no smoking
or chewing of tobacco products is allowed inside the plant, offices, maintenance shop,
company vehicles. There is no indoor-designated smoking area. This policy applies to all
Dennis Bentley has been with the Company for 24 years and been the Plant Manager in
for more than 10 years. Bentley testified that the GMP's are given to new employees at their
orientations and are posted on bulletin boards. Updates are put into payroll stuffers. When
are violated, employees are disciplined according to the severity of the violation. Bentley
the lab area has a designated eating and drinking area and another where food and drinks are
allowed. The lab is not part of the production or warehouse area.
The Company's general work rules and procedures are handled like the GMP's, with
employees getting copies at orientation, updates put in payroll stuffers, and copies posted on
boards. The general work rules used to be part of the collective bargaining agreement but
negotiated out of the current contract. The relevant work rule states:
16. Neglect of duty, insubordination or incompetence in its
various forms (Includes failure to
follow supervisor's instructions given in line of duty and for the purpose of producing the
product or for orderly discipline).
The relevant work history regarding the Grievant is for the
month of March, 1999. On March
26th, the Plant Environmental Safety Coordinator, Jess Reif, observed the
Grievant having a cigarette
on a propane forklift, which violated the GMP's. Reif gave the Grievant a written warning
violating the smoking policy.
Christine Helminger is the Quality Control Supervisor at the plant and works in the
is often out in the production and warehouse area. On March 23rd, she saw
a soda can on the
Grievant's forklift. She walked up to him and told him that the soda was in violation of the
and asked him to remove it. The Grievant complied. Helminger testified that there were
in the past that she asked the Grievant to comply with the GMP's, and he complied three
until March 30th, when the incident that led to the Grievant's termination
On March 30th, the Grievant was training Bob Bristol. Both were
on separate forklifts.
Helminger saw a soda can on the Grievant's forklift. According to Helminger, she told the
that soda was not allowed in the warehouse, and that she had just told him last week that
soda in the warehouse was against the GMP's. Helminger said that the Grievant said that
have food in the lab and he didn't understand why he couldn't have it out in the warehouse.
Helminger said that the Grievant said he was going to see Bentley to tell him that the lab
food. Helminger said she did not want to discuss that with him. The Grievant told her to
hell away" from him and waved his hands in the air. According to Helminger, she then took
off the forklift at that point and walked away and called Bentley. Helminger testified that
the Grievant to remove the soda but he made no effort to do so. He stayed on the forklift at
Helminger admitted that the Grievant never said directly that he was not removing
just that he said, "get the hell away from me." Helminger testified that she did not grab the
before the Grievant said, "get the hell away from me." Helminger considered his action in
off the forklift and demanding her to get away from him to be a refusal to remove the soda.
The Grievant testified that he was working with Bristol when he heard someone
was not on his forklift at that time. He turned and saw Helminger with a can of soda in her
He knew what it was about, that he was in the wrong to have a soda on the forklift.
According to the Grievant, Helminger said haven't I told you once or twice
before about this, and
he said "whatever" to her. He thought she was walking away, but she was yelling at him.
said, "get the hell out of my face" and turned back to work with Bristol. His forklift was
but he had earplugs on. The Grievant testified that he did not refuse to remove the soda
Helminger had the soda in her hand the whole time, and he had dumped them out every
she asked him to do so. He testified that he never received an order from Helminger on
Bristol could not hear what was said between the Grievant and Helminger because he
wearing earplugs. He turned around from a task and saw Helminger at the front of the
forklift with a soda can in her hand and could tell that they were having an exchange for
minute. He was about 10 to 12 feet away from them.
Helminger paged Bentley, who met with her in his office, along with Matt De Wan,
Quality Assurance Manager and Helminger's supervisor. Helminger told Bentley that she
Grievant in the warehouse with a soda can, that she went up to him and tried to remove it.
told Bentley that she had asked the Grievant to remove the can of soda and he did not
Bentley told Helminger to tell the Grievant that he was suspended until further notice. When
the Grievant told her that it was unfair because the lab people could have food and drinks in
and he accused Helminger of picking on him.
Helminger's report written up that day states the following:
I observed an open soda on Jim Hurd's forklift in the warehouse
so I approached him and told
him soda was not allowed in the warehouse. I reminded him I had told him on March 23,
soda was not allowed in the warehouse and he was in violation of the GMP Rules. Jim Hurd
with me and told me to "get the hell away from him." I removed the soda and contacted
Bentley. Jim Hurd was called to Tom Hendricks office with Tom Hendricks, Stella Sudduth,
De Wan and I present. He admitted to drinking soda on his forklift and that he had said to
hell away from Him" to me. He also accused me of "picking" on him. He was told to
punch out and
that he was suspended until further notice.
The next day, Bentley met with the Grievant. Tom Parma was present as a Union
Marlene Smith, the Human Resources Manager, was also at this meeting. Bentley recalled
the Grievant why he continued to break the GMP's, and the Grievant said he didn't know
continued to break them. The Grievant admitted that he had been smoking but not caught
The Grievant complained about the lab having pizza and cake in the office but he could not
in the warehouse. He admitted that he lost his temper and had told Helminger to get out of
or out of his way. The Grievant did not say specifically that Helminger had never given him
because she already had the soda in her hand during the confrontation. At the end of the
Bentley told the Grievant that he was being suspended for two reasons -- insubordination and
violation of GMP's. Marlene Smith prepared notes from the meeting, which state:
Dennis asked Jim why he continues to disobey company work
rules. Jim responded: "I don't
know why." He had no answer.
Dennis told Jim that Chris Helminger had
just talked to him a week before the March 30th incident
regarding the fact that soda was not allowed in the warehouse. This was a GMP violation.
Jim responded: What do you want me to
Dennis proceeded to tell him where the
company stands on employee compliance with company
work rules. Jim said: Rules only apply to certain people. For instance, it's okay for the
the Lab to have cake and pizza down there and the warehouse personnel cannot do that. The
warehouse does not have open product exposed, so why isn't it okay to eat/drink in that
Dennis referred to Jim's warning letter
dated March 26, 1999, for smoking in a non-authorized
area. Dennis even stressed to him about smoking on his lift truck with a propane tank right
This is a very serious violation. Jim really had no answer. He stated that his heart
so he has an immediate need for nicotine and that's why he smokes. He admitted to smoking
whenever he has this need, even if it is not an authorized break. He just has not been
caught. He also
told us that he has been smoking since he was 12 years old. He has tried the patch, but with
success. Also, he went through his doctor to get a prescription for Zyban. That did not
When asked why he swore at Chris
Helminger on March 30th, he didn't know why. He admitted
to telling her to "get out of my face." He didn't remember if he said "Get the hell away
Jim also felt that he was being picked on. Jim said that Chris did not see him drinking the
he did have it on his fork lift truck. Jim also asked why it was OK for company
management to swear
at workers. He said Brad Froberg has done that to him.
Jim did tell us that he was training another co-worker (Bob
Bristol) at the time that the incident
on the 30th occurred. When Chris approached him and grabbed the soda,
he said he just lost his
Jim asked why he was suspended.
Dennis responded that there were two
1. Insubordination to a supervisor.
2. Not obeying GMP's.
Jim felt that the company was trying to screw him or maybe even
fire him. He asked what was
going to happen next. He was told that Dennis would contact him by phone on Thursday,
as to the company decision in this matter.
Marlene also brought up an incident that
happened last year where she talked to him because he
reported to work at 11:00 AM, and never called. He remarked that he was coming in that
because he was being charged for a ½ day absence, so he might as well take the
½ day off and then
Dennis then asked Jim if every employee
should do what he did when coming in late, since that
absence went towards the attendance policy. He said: "Definitely, those employees should
same thing. They're stupid not to."
Jim's attitude provokes people into
becoming upset. This includes his co-workers who have to
fill in for him when he doesn't show up as well as management personnel. We informed Jim
at that meeting last year. He didn't care what point the company was trying to get across to
because his closing remark at that meeting was something like: "I'll wait until I get fired."
Marlene Smith never heard the Grievant say when Helminger had taken the soda, just
that she had
grabbed the soda. Bentley and Katey Smith, the Human Resources Director, went over the
from the meeting the following day. Bentley gave the Grievant a notice of termination on
1999, stating that the Company concluded that he was in direct violation of insubordination
Allen Fye is the President of the Union. He had a meeting with Bentley and Katey
they all talked to Bristol about the March 30th incident sometime in mid
April, probably April 19th.
Fye did not believe that the Grievant had been insubordinate, and he pointed out that the
from the meeting as recorded by Smith show that Helminger had grabbed the soda. Fye
Company should have been aware that Helminger had taken the soda because of the meetings
he had with management regarding the grievance.
The Company responded to the grievance on April 7th with a
memorandum from Katey Smith
to Al Fye that stated the following:
I am receipt of the grievance dated 4/7/99 regarding Jim Hurd's
The basis for Jim's termination was
insubordination. As discussed previously, the insubordinate
act was Jim's refusal to remove an open can of soda from a restricted area as directed by a
Further comments made by Jim were not the grounds for termination. Therefore, I deny the
behind point number one.
Secondly, a GMP violation was the
circumstance which initiated the supervisor directive, but was
again not the grounds for termination. It was Jim's refusal to remove the open soda can
Therefore, Jim Hurd's termination due to his insubordinate act of
refusing an order from a
supervisor stands. His award request is denied.
The Grievant felt that Helminger's conduct on March 30th was in
retaliation for his complaint
to her about food in the lab. He had taken a delivery to the lab and noticed a half-eaten cake
middle of the lab. He talked to an employee in the lab who said it was someone's birthday.
Helminger the next day and asked her why they could have food in the lab but they could not
soda in the warehouse. The Grievant thought that the lab was a restricted area.
THE PARTIES' POSITIONS
The Company states that a fairly universal definition of insubordination set forth by
DiLauro is a "willful disregard of express or implied directions of an employer and refusal to
a reasonable order." A broader definition includes failure to effectuate a supervisor's direct
combative or abusive behavior towards a supervisor, among other things. An employee does
have to directly refuse a supervisor's order to be insubordinate not complying
promptly with a
direct order is sufficient. An employee should immediately comply with a supervisor's
if she or he disagrees with the reasonableness of the order. That is the basis of the "obey
The Company asserts that there can be little doubt that the Grievant was
Helminger previously warned him on March 23rd that food and drinks were
prohibited in the
warehouse and that any future violations could lead to discipline. While he promptly obeyed
supervisor on that occasion, he changed his approach one-week later. On March
theGrievant did not comply promptly with the supervisor's directive to dispose of the
he proceeded to argue with her, claiming that other areas of the plant received preferential
because food and drinks were permitted. Helminger again requested the Grievant to get rid
soda, but he became agitated, threw up his arms and yelled at her to "get the hell out of the
In order to avoid further escalation with an angry employee, she removed the can of soda
The Company contends that the Grievant's actions were insubordinate in two ways.
he treated his supervisor in an abusive and hostile manner. Secondly, he did not promptly
with the supervisor's direction or make any effort to indicate that he would comply. He only
with Helminger and took no action to indicate that he would remove the can of soda.
The Company anticipates that the Union will argue that the Grievant was not given
opportunity to comply with Helminger's order since she removed the can of soda herself.
argument should not be accepted, the Company urges, because the Grievant had shown one
earlier that he knew how to comply with this same order. On March 30th,
he chose not to comply and
chose instead to argue with Helminger and yell at her.
The Company argues that credibility issues should be resolved in favor of the
Union may argue that Helminger never gave the Grievant a chance to remove the soda and
it herself before ever talking to the Grievant. That was the Grievant's version, and he tried
his story with Bristol's testimony. However, Bristol admitted that he was wearing hearing
and did not hear the beginning of the conversation between Helminger and the Grievant.
not see Helminger approach, did not know who started the conversation, and was not sure
have happened before he saw Helminger with the can of soda in her hand. Thus, Bristol
corroborate the Grievant's testimony.
Moreover, the Company states that Helminger's testimony was straightforward while
Grievant could not provide specifics of exactly where he was at the time of the incident or
what he said. Yet he testified that he was absolutely sure that she had taken the soda before
words were spoken. He did not tell anyone from the Company that he did not have a chance
comply with Helminger's order and disclosed this information for the first time at the
hearing. In looking at credibility, the Grievant has something to gain while the supervisor
ulterior motive to be misleading.
Finally, the Company asserts that the appropriate penalty is discharge.
Insubordination is a
serious violation in the industrial setting, for it can disrupt or destroy the safe and efficient
of the plant. The Grievant had committed similar violations in the past. He is not a
employee with an exemplary work record. During his relatively short tenure, he has been
of numerous warnings and counseling. In March alone, he received a written warning for
absenteeism, a second written warning for smoking, and was twice caught with open soda
cans in the
warehouse. The Company asks that the grievance be denied.
The Union argues that the termination of the Grievant was unjust because the
not insubordinate on March 30th. The Union believes that this is a simple
and straightforward case.
The Company has made it very clear that the termination resulted from insubordination only.
Exhibit #3 points out that the comments made by the Grievant were not the grounds for
along with the GMP violation of having a soda in a restricted area.
Helminger testified that she had seen a can of soda on Hurd's forklift about 8:00
March 30th. She testified that she and Hurd had an exchange of words,
after which she left with the
can of soda. On cross-examination, she testified that the lab is not a restricted area. Yet in
Company's Exhibit #1, Rule #9 states that no food or drink is permitted in the
processing, warehouse or tankyard areas, and that food and drink is limited to the
three Union witnesses testified that they have no knowledge of the lab being out the restricted
The Union feels that this possibly caused some tension between Helminger and Hurd, as he
questioned her as to why eating and drinking was allowed in the lab and not in the
all product is sealed.
The Union stated that Helminger testified that Hurd never refused to remove the
also testified that when he turned around, he saw Helminger standing by Hurd's forklift with
of soda in her hand. He also testified that employees and management have on occasion
drinks or food in restricted areas and no one has ever been written up or terminated for that
The Union points out that Hurd testified that Helminger already had the can of soda
hand and was yelling at him when he turned toward her. He never refused to remove the
because she had it in her hand all of the time. He also testified that employees and
occasionally either drink or eat in restricted areas. Hurd testified that he felt that Helminger
been retaliating against him because he approached her about having cake and drinks in the
While the Company asked why the Grievant had never made the Company aware that
Helminger had the can of soda in her hand at all times, the Union President brought this to
attention of the Company. The minutes of the March 31st meeting also
reflect that the Grievant stated
that Helminger approached him and grabbed the soda.
The only difference in all of the testimony is whether Helminger had the soda
if she removed it from the Grievant's forklift after a short exchange of words.
The Union asks that the Grievant be reinstated with no loss of seniority and be made
for any losses he may have incurred.
The only definition of insubordination that will be used in this Award is the one that
Company used for the termination of the Grievant, as found in Joint Exhibit #3. In that
Company clearly states that the Grievant was terminated for insubordination, and the
act was Jim's refusal to remove an open can of soda from a restricted area as directed by a
supervisor." Thus, it is the Company's burden to prove that the Grievant refused to remove
can of soda as directed by a supervisor. (There is no doubt that the warehouse is a restricted
and that the Grievant knew it.)
The only relevant evidence is the testimony of Helminger and the Grievant. Bristol
hear what was said. His testimony only confirms that he saw Helminger with a can of soda
hand, and she confirmed that she took the soda in her belief that the Grievant was not going
remove it. Thus, the evidence comes down to a narrow bit of testimony about what
what was said by Helminger.
The Company's case is somewhat weakened by the fact the Helminger did not
Grievant to remove the soda. However, the Grievant knew exactly what she wanted because
been through the same drill before with Helminger. Only a week before, he had removed
from his forklift when Helminger asked him to. On March 30th, Helminger
was saying - didn't I tell
you this before or something to that effect. The Grievant knew and admitted that he
"busted" with a can of pop in the warehouse. He knew that having an open can of soda was
against the GMP's.
Instead of responding by making any attempt to get rid of the soda or apologize to
the Grievant got angry and argued with her about people in the lab having cake and sodas.
told her to get out of his face or to get "the hell" away from him. Helminger did not pick
up the soda
until the Grievant angrily told her to get away from him. Accordingly, the Grievant had
attempt to comply with the supervisor's directive to remove the soda. If Helminger had not
the soda at the point she did, it appears as though the Grievant would have continued to keep
the forklift, something that was unacceptable to the Company.
While the Grievant testified that Helminger had the can of soda in her hand the whole
that she was talking or yelling at him, he never made that claim until the arbitration hearing.
an opportunity to tell the Company before hearing that he was not insubordinate in his
Helminger had the soda in her hand before he could remove it.
I find that the better interpretation is that Helminger did not take the can of soda until
Grievant argued with her and hold her to get away from him. Thus, the Grievant's
testimony that she
had the soda in her hand all the time is discounted. Bristol's testimony does not help either
because he did not hear what was said and turned around after Helminger was already at the
with the soda in her hand.
Moreover, Helminger's report written on the same day shows that the Grievant told
get "the hell away" from him before she took the soda. Helminger would have had no way
knowing that the Grievant would later claim that she had the soda in her hand the whole
The evidence is clear enough that the Grievant quickly became combative and
and showed no sign of getting rid of the can of soda. Therefore, the Company has proved
Grievant was being insubordinate as it charged.
While the penalty of termination may seem extreme, the Company has a strong
keeping its premises and products in a certain manner. Whether or not people may eat food
sodas in the lab is irrelevant to this case, and it should have been irrelevant to the Grievant.
worked in the warehouse, not the lab, and he knew what the rules were for the warehouse.
he had been violating them, on a regular basis. In March of 1999 alone, he was counseled
23rd for a violation of the GMP's and given a written notice on March
26th for violating the no-smoking policy.
The past disciplinary measures did not have the desired effect of rehabilitating the
This is an employee who constantly flaunted the Company's rules, as he admitted by telling
that he often smoked in unauthorized areas but had not been caught. He told Bentley that he
know why he kept breaking the GMP's. This employee did not respond to progressive
measures. The Company's decision to discharge him under those circumstances was not
or unreasonable or excessive.
The grievance is denied. The Company had just cause to discharge the Grievant, Jim
Dated at Elkhorn, Wisconsin, this 6th day of October, 1999.
Karen J. Mawhinney, Arbitrator